Course Outline
 

Course Title

  

Front Office Integration

Course Category

    Online
Target Audience  

Back office and operations personnel in banks, securities firms, trust companies, and transfer agents.
Also appropriate for compliance staff, lawyers, accountants and asset managers who require an understanding of securities clearing and settlement.

Continuing Education

  

3 MX CE Credits

Prerequistes

   Introduction to Financial Markets, or a familiarity with securities transactions involving equities, debt instruments, options and futures, and the basic features of these instruments.
Objectives   Front office deals with client and front-office requests
Front office is comprised of the trading desks, trading support staff or the branch investment advisors, and the sales support administrators.
Front office integration tasks include:
Trade automation
Banking
Transfers
Reporting
Subject by level  

Topics  

Section 1: Trade Automation
- Trade Automation Process
- Trade Automation Methods

Section 2: Banking
- Banking Functions
- Banking Checks and Balances to Reduce Risk

Section 3: Account Transfers
- Account Transfer Systems
- Account Transfer Procedures

Section 4: Reporting
 -Types of Reports

Conclusion

 
Duration   This online course is equivalent to an in-class course with a duration of 3 hours. Online courses are self-paced, and the time necessary to complete each course will vary with each student
Time to comple the course   Six months (user account can be deactivated after this period)
Date   Available now
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